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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option | $ 35.81 | 09/03/2014 | 06/10/2020 | $.01 PV Common Stock | 2,000 | 2,000 | I | Note (1) (1) | |||||||
Option | $ 35.81 | 09/03/2014 | 06/10/2020 | $.01 PV Class B Stock | 1,650 | 1,650 | I | Note (1) (1) | |||||||
Option | $ 45.88 | 09/10/2015 | 06/10/2020 | $.01 PV Common Stock | 3,000 | 3,000 | I | Note (1) (1) | |||||||
Option | $ 45.88 | 09/10/2015 | 06/10/2020 | $.01 PV Class B Stock | 1,563 | 1,563 | I | Note (1) (1) | |||||||
Otion | $ 22.93 | 08/26/2016 | 06/10/2020 | $.01 PV Common Stock | 4,000 | 4,000 | I | Note (1) (1) | |||||||
Option | $ 22.93 | 08/26/2016 | 06/10/2020 | $.01 PV Class B Stock | 1,290 | 1,290 | I | Note (1) (1) | |||||||
Option | $ 28.5 | 09/07/2017 | 06/10/2020 | $.01 PV Common Stock | 4,000 | 4,000 | I | Note (1) (1) | |||||||
Option | $ 28.5 | 09/07/2017 | 06/10/2020 | $.01 PV Class B Stock | 600 | 600 | I | Note (1) (1) | |||||||
Option | $ 34.04 | 03/02/2019 | 06/10/2021 | $.01 PV Common Stock | 4,000 | 4,000 | I | Note (1) (1) | |||||||
Option | $ 34.04 | 03/02/2019 | 06/10/2021 | $.01 PV Class B Stock | 600 | 600 | I | Note (1) (1) | |||||||
Restricted Stock Unit | (6) | (7) | (7) | $.01 PV Common Stock | 5,600 | 5,600 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Keane Robert S 78 BEACON STREET BOSTON, MA 02108 |
X | X |
/s/Julie Davis as Power of Attorney for Robert Sprague Keane | 06/09/2020 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The direct owner is the Estate of Kevin T. Keane. The Reporting Person is one of multiple beneficiaries to a trust to be established by that estate. The entire amount of the estate's interest is reported on this form, however the Reporting Person's proportionate interest is below 25%. Shares held by the estate have been transferred to entities beneficially owned by descendants of Kevin T. Keane in an estate planning transactions. As a result, 134,178 Shares of Common Stock have been transferred to entities of which certain of the Reporting Persons's siblings are the primary beneficiary trusts. 44,726 shares of Common Stock have been transferred to Boston & Saranac LLC, a Delaware limited liability company 100% owned by a trust whose beneficiaries are the Reporting Person and his Spouse ("Boston & Saranac"). |
(2) | The direct owner is Boston & Saranac. |
(3) | As a result of the same estate planning transaction in Note 1 above, 223,116 shares of Class B Stock have been transferred to entities 100% owned by trusts whose beneficiaries are the siblings or the descendants of siblings of the Reporting Person ("Sibling Trusts"). 74,372 shares of Class B Stock have been transferred to Boston & Saranac. |
(4) | As a result of the same estate planning transaction in Note 1 above, 25% of the ownership of 5096 Saranac LLC, a Delaware corporation established by a trust of the Reporting Person's father which is the owner of 1,495,340 shares of Class B Stock, has been transferred from the trust to Boston & Saranac, and the remaining 75% to the Sibling Trusts. |
(5) | Reporting Person is one of multiple potential beneficiaries to the direct owner of these shares, which is a trust (EAK & KRK Trustees U/A/D 10-15-97 FBO Elizabeth A. Keane). The entire amount of the trust's interest is reported on this form, however the Reporting Person's proportionate interest is approximately 25%. |
(6) | Each restricted stock unit represents the right to receive, at settlement, one share of common stock. |
(7) | These restricted stock units are scheduled to vest 100% on August 28, 2020. |